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MGS Products — Hybrid Trust Solutions

MGS Hybrid
Unit Trust

A unit trust enhanced with the power to issue Special Units — giving holders defined entitlements to income only, capital only, or both. Multiple unit classes. Customisable rights. ATO-compliant. Built on the solid foundation of the MGS Unit Trust.

At a glance
Unit trust foundation
All features of an MGS Unit Trust — proportional, fixed entitlements for all unit holders
Special Unit classes
Income-only, capital-only, or both — rights defined in the Certificate of Units
ATO-compliant
Deed contains none of the features identified as offensive in TA 2008/3
Land tax advantage
Fixed unit holder interests may qualify for concessional land tax rates in most jurisdictions
Important — Caution Required with Hybrid Unit Trusts

Following Taxpayer Alert TA 2008/3, care must be exercised in establishing and operating Hybrid Unit Trusts. The MGS deed does not contain any of the features the Commissioner has described as offensive. If you have an existing hybrid unit trust from another provider, consider having it reviewed. Learn more about TA 2008/3 compliance.

Fixed Unit Entitlements
All unit holders hold fixed, proportional interests — defined in their Certificate of Units — with no trustee discretion to alter them
Multiple Unit Classes
Issue Special Income Units, Special Capital Units, or custom classes — each with tailored entitlements defined in the Certificate of Units
Gearing Compatible
Unit holders may borrow to subscribe for units — interest deductibility protected when units are issued and redeemed at market value
ATO-Compliant
Deed contains none of the TA 2008/3 features identified by the Commissioner as offensive — unit holders receive both ordinary income and capital gains
Overview

A unit trust with customisable unit classes


An MGS Hybrid Unit Trust has all the features of an MGS Unit Trust — fixed, proportional entitlements for unit holders, unit holder control of the trustee, income distributed pro-rata each financial year — but additionally vests the Trustee with the power to issue units of various descriptions carrying various entitlements.

The Special Units may be known as Special Income Units, Special Capital Units, or any other distinctive name. The rights attaching to each class are described in the Certificate of Units and determined by the Trustee in its absolute discretion at the time of issue. A unit holder may be entitled to income only, capital only, or both — depending on the class of unit they hold.

There do not have to be any Special Units on issue at the time of creation (only the Initial Units are required). Special Units may be issued at any time — at $1.00 each (recommended) or another denomination — provided the total value issued reflects the market value of the new holder's proportional interest in the underlying trust assets.

The key distinction from a Hybrid Discretionary Trust: A Hybrid Unit Trust does not have an Appointor or a discretionary beneficiary class. The unit holder structure is fixed throughout. Special Units add layers of unit classes with varying rights — not a discretionary distribution layer.
Key Features at a Glance
  • All features of an MGS Unit Trust — fixed pro-rata entitlements for all unit holders
  • Power to issue Special Units — Special Income Units, Special Capital Units, or custom classes
  • Unit rights defined in the Certificate of Units — income only, capital only, or both
  • No Special Units required at establishment — standard unit trust operates until issued
  • Units issued and redeemed at market value — protects interest deductibility
  • Holders of Special Units entitled to both ordinary income and realised capital gains
  • Entitlement cannot be defeated — including by trustee accumulation
  • Deed contains none of the TA 2008/3 features identified as offensive
  • May qualify as a fixed trust for State land tax purposes
  • Unit holders control trustee appointment — no separate Appointor
Special Unit Classes

Customisable rights — defined in the Certificate of Units

The Trustee may issue units of different classes, each with entitlements tailored to the unit holder's investment purpose and the trust's commercial needs.

Class A

Special Income Units

Unit holder entitled to a proportional share of net trust income reasonably attributable to their investment — including ordinary income and realised capital gains. No entitlement to capital on winding up (unless Certificate provides otherwise).

Class B

Special Capital Units

Unit holder entitled to a proportional share of the corpus (capital) of the Trust Fund on winding up or redemption. May or may not carry income entitlements depending on the Certificate of Units for that class.

Class C / Custom

Income & Capital Units

Unit holder entitled to both income and capital in proportions defined in the Certificate of Units. Rights are fully customisable by the Trustee at the time of issue to reflect the commercial arrangement between the parties.

How unit classes interact

Concurrent classes, one Trustee


Multiple unit classes may exist simultaneously. Ordinary unit holders hold standard pro-rata entitlements. Special Unit holders hold the rights described in their Certificates. The Trustee administers distributions to all classes concurrently, consistent with each Certificate.

For example, in a trust with $500,000 in assets, 250,000 Special Income Units at $1 each represent a 50% interest. Those units are entitled to 50% of the net income reasonably attributable to their investment — both ordinary income and realised capital gains.

Pricing is critical. The total number of units issued multiplied by the issue price must reflect the market value of the new holder's proportional interest in the underlying assets. On redemption, market value must be used — any other formula jeopardises interest deductibility.
Example — $500,000 Trust
Units issued
250,000
at $1.00 each
Unit holder's share
50%
of trust income
$250,000 ÷ $500,000 = 50% proportional interest. The Special Unit holder receives 50% of the net income reasonably attributable to their investment — including both ordinary income and realised capital gains. The remaining 50% flows to ordinary unit holders pro-rata.
ATO Requirements for Interest Deductibility
  • Essentially in the same position as if holding the underlying asset directly
  • Entitled to both ordinary income and realised capital gains
  • Units redeemed at market value of the underlying asset
The MGS Hybrid Unit Trust deed satisfies all three requirements.
The Parties

Understanding the key roles

Like a standard unit trust, the Hybrid Unit Trust has no Settlor or Appointor. Unit holders control the trust — with Special Unit holders holding additional rights defined in their Certificates.

Initial Unit Holders

Establish the trust by paying the Initial Amount in exchange for Initial Units. There is no separate Settlor. The Initial Unit Holders are both founders and beneficiaries from day one. Stamp duty liability arises on establishment and on the transfer of property to the trust.

Trustee

Holds legal title to the Trust Fund. In a Hybrid Unit Trust the Trustee has the additional power to issue Special Units and to determine the rights attaching to each class in the Certificate of Units. Owes fiduciary duties to all unit holders — must act impartially between holders of different unit classes in accordance with their Certificates. Corporate trustee recommended.

Ordinary Unit Holders

Hold Initial Units (and any subsequent ordinary units) conferring proportional pro-rata entitlements to trust income and capital. Collectively control the trust — may remove and replace the Trustee by resolution, consent to new unit issuances, and determine an earlier Vesting Date. The role can never be vacant — the trust cannot exist without ordinary unit holders.

Special Unit Holders

Hold Special Units with entitlements to income only, capital only, or both — as defined in their Certificate of Units. Entitled to the proportional share of net trust income (ordinary and statutory, including realised capital gains) reasonably attributable to their investment. Units issued and redeemed at market value. Entitlement cannot be defeated by trustee accumulation.

Certificate of Units

The document issued to each Special Unit holder specifying the rights and entitlements attaching to their units. The Certificate governs the unit holder's income entitlement, capital entitlement, redemption terms, and any other specific rights. Each unit class may have a different Certificate. All Certificates must comply with the ATO's TA 2008/3 requirements.

Adviser note

The Family Court is likely to treat a unit holder as having control of the trust for property settlement purposes. Unit holder interests are equitable choses in action — “property” within the meaning of the Family Law Act 1975. Where a client's relationship may be unstable, specific Family Law advice is essential before assets are transferred to a Hybrid Unit Trust.

Income Distributions

Proportional distributions — fixed by unit class


In a Hybrid Unit Trust, net trust income is distributed in proportion to the units held by each unit holder — consistent with their Certificate of Units. The Trustee has no power to accumulate income or redirect distributions away from unit holders. Each unit holder's share is determined by their unit class and holding.

A distribution resolution must be made on or before 30 June each year (IT 347). Because distributions are proportional to unit holdings by class, the Trustee resolves to distribute net income consistently with the Certificates. The resolution may record proportions before the exact income figure is known.

A physical payment need not be made immediately. With the unit holder's consent, the Trustee may credit the distributed amount to a loan account in the trust's books. The amount remains assessable income to the unit holder in the year of the resolution and constitutes “property” under the Bankruptcy Act 1966.

30 June deadline: A distribution resolution must be recorded on or before 30 June each year (IT 347). The ATO's historical concession to 31 August is not law and cannot be relied upon.
Capital Gains & CGT Event E4

CGT considerations for unit holders


Units in a Hybrid Unit Trust are CGT assets. Disposal of units by a unit holder may give rise to a capital gain. Under the proportionate theory (PS LA 2005/1), unit holders entitled to trust income will also receive a proportional share of realised capital gains.

CGT event E4 warning: Where tax-free amounts (such as CGT discount amounts) are distributed on units and those amounts exceed the cost base of the units, CGT event E4 is triggered — reducing the unit's cost base. This is a live risk in hybrid unit trusts receiving CGT discount amounts. Borrowings to acquire units should be entered into by the unit holder personally (not the Trustee), with funds invested as unit capital subscriptions. Consider the MGS Capital Pool Unit Trust, which eliminates CGT event E4 by design.

Where trust assets are distributed in specie to unit holders, the Trustee is treated as having sold the asset at market value — a capital gain may arise. Specific tax advice should be obtained before any in specie distribution.

Income streaming — directing different income types to the unit holders best placed to receive them — is available under the Tax Laws Amendment (2011 Measures No. 5) Act 2011 via specific entitlement resolutions under Subdivision 115-C of the ITAA 1997.

Common Uses

What Hybrid Unit Trusts are used for

The Hybrid Unit Trust suits investment and co-ownership arrangements that require the base certainty of a unit trust with the added flexibility of differentiated unit classes.

Differentiated property co-ownership

Issue Special Income Units to a co-investor who requires an income stream without capital exposure, and Special Capital Units to a co-investor seeking capital appreciation — within the same trust and the same property.

Geared investment structures

Unit holders borrow personally to subscribe for units — interest on those borrowings may be deductible. The MGS deed satisfies the ATO's three requirements for interest deductibility for compliant unit holders.

SMSF co-investment

Fixed unit holder entitlements across all unit classes satisfy ATO requirements for SMSF co-investment. The Certificate of Units defines the SMSF's specific income or capital entitlement with the precision regulators require.

Joint ventures with varied investor needs

Joint venture partners with different investment objectives — income-seeking vs capital growth — can participate in the same underlying asset via different unit classes, each with clearly defined proportional rights.

Estate and succession planning

Allocate income entitlements to income-dependent family members via Special Income Units while preserving capital for another generation via Special Capital Units — within the same estate planning structure.

Investment portfolios with multiple classes

Pool capital from investors with different risk appetites and return requirements. Each unit class carries rights tailored to its investor profile — all backed by the fixed-entitlement certainty of a unit trust structure.

ATO Compliance — TA 2008/3

The Commissioner's concerns — and why the MGS deed is safe


In Taxpayer Alert TA 2008/3, the Commissioner identified features of poorly drafted Hybrid Unit Trusts that jeopardise the deductibility of interest on unit holder borrowings — the very feature that many unit holders use these structures to access.

Certain providers were making contentious claims about their hybrid unit trusts — including that capital gains could be streamed away from unit holders and that no adverse legislation could ever affect the deed. The Commissioner's subsequent Interpretative Decisions were overwhelmingly adverse to unit holders in those structures.

The MGS Hybrid Unit Trust deed does not contain any of the features the Commissioner has described as offensive. In particular, Special Unit holders are entitled to that proportion of the net trust income (both ordinary and statutory income, including realised capital gains) reasonably attributable to their investment. This entitlement cannot be defeated — including by accumulation. Units are always acquired and redeemed at market value.

If you have a hybrid unit trust from another provider: The deed, application for units and unit certificates should all be reviewed and, if necessary, amended to bring them into line with what the ATO will accept. Email MGS for a review.
Features the Commissioner finds offensive (TA 2008/3)
  • An ability to defeat a unit holder's entitlement to receive fixed proportions of trust income and capital gains
  • A unit holder not being entitled to receive distributions of trust capital gains at all
  • Interests or entitlements conferred on associates for less-than-market-value consideration
  • A unit holder's ordinary income entitlement being less than it should be — meaning they borrowed to fund income to which other unit holders are entitled
  • A unit holder only being entitled to receive distributions of capital gains (not ordinary income)
  • A unit holder's interest in the trust ending before the cost of their investment has been recouped
  • A unit holder redeeming their units at their purchase price or less than market value
  • Units being purchased at an amount less than their market value
MGS deed: None of these features appear in the MGS Hybrid Unit Trust deed. The MGS deed was specifically drafted to avoid the Commissioner's concerns, and unit holders receive both ordinary income and capital gains proportionally.
Comparison

Hybrid Unit Trust vs other structures


FeatureMGS Unit TrustMGS Hybrid Unit TrustMGS Hybrid Disc. Trust
Unit holder structureSingle class, pro-rataMultiple classesStandard units + Special Units
Discretionary income✗ No✗ No✓ Yes — via trust
Appointor / Settlor✗ No✗ No✓ Yes
Income-only unit class✗ No✓ Yes✓ Yes
Capital-only unit class✗ No✓ YesPossible
Land tax fixed trust✓ Generally yes✓ Generally yes✗ Generally no
SMSF co-investment✓ Compatible✓ CompatibleSeek specific advice
ATO compliance✓ TA 2008/3 N/A✓ Compliant✓ Compliant + PBR
Stamp Duty & Land Tax

State tax considerations


The issue of units in a Hybrid Unit Trust will not normally constitute a dutiable transaction for State or Territory stamp duty purposes. However, a redemption or transfer of units may attract duty — particularly where the trust holds dutiable property (such as land), in which case unit transfers may be treated as landholder transactions.

A Hybrid Unit Trust may qualify as a “fixed trust” for State land tax purposes — because all unit holder interests (across all classes) are vested and indefeasible in accordance with their Certificates of Units. This may qualify the trust's land holdings for concessional land tax rates, rather than the discretionary trust surcharge.

Fixed trust land tax advantage: Unlike a Hybrid Discretionary Trust — which generally cannot satisfy the fixed trust definition — a Hybrid Unit Trust's fixed unit class structure may qualify in most jurisdictions. Always confirm with a State tax specialist before relying on concessional treatment, as definitions vary.

Stamp duty and land tax implications vary significantly by State and Territory and should be assessed before any unit transfer, redemption or new issuance. Contact the MGS State Tax Services team for specific advice.

State Tax Services
Family Law

Family Law Act considerations


The Family Court has wide powers in relation to property in family law proceedings. Because unit holders control the trust — including the power to remove and replace the Trustee — the Court is likely to find that a unit holder has control of the trust for property settlement purposes.

Under ss 90AF(1) and 90AF(2) of the Family Law Act 1975, the Court may make orders altering the rights, liabilities or property interests of third parties in relation to a marriage. A unit holder's chose in action — their right to proportional distributions — is “property” within the meaning of the Act.

Relationship risk: Do not rely on a Hybrid Unit Trust to quarantine assets from a Family Court property settlement. Where a client's relationship is not secure, specific Family Law advice must be obtained before any assets are transferred to the trust.
Minors

Distributions to minor unit holders


Penal tax rates apply to trust income received by unit holders under 18. These rates apply regardless of which unit class the minor holds.

Eligible Taxable Income (2022/23)Tax Rate
Below $416General adult rates apply
$416 – $1,307Greater of: 66% of excess over $416, or difference between tax on total income and tax on non-eligible income
Above $1,307Highest marginal rate on the entire eligible taxable income

Capital Vested (Child Maintenance) Trusts — created on death or relationship breakdown — are exempt from penal minor rates. Before any distributions to minor unit holders, the Trustee should obtain specific tax advice.

Questions & Answers

Frequently asked questions


Common questions about the MGS Hybrid Unit Trust. Contact our team for matters specific to your client's circumstances.

A Hybrid Unit Trust is built on a unit trust foundation — there is no Settlor, no Appointor, and no discretionary beneficiary class. The unit holder structure is fixed throughout. Special Units add differentiated unit classes with varying rights (income only, capital only, or both), but all distributions remain proportional and fixed by the Certificate of Units. A Hybrid Discretionary Trust is built on a discretionary trust foundation — it has a Settlor, Appointor, and broad discretionary beneficiary class, with Special Units layered on top. It can operate with full trustee discretion (no units on issue) or with fixed unit entitlements (when units are issued). The Hybrid Discretionary Trust is generally more flexible; the Hybrid Unit Trust offers the land tax and SMSF co-investment advantages of a fixed trust structure.
No. There do not have to be any Special Units on issue at the time of creation — only the Initial Units (ordinary units held by the Initial Unit Holders) are required. The Trustee may issue Special Units at any time in the future when the circumstances make it appropriate — for example when a co-investor requires a specific income or capital entitlement, or when a gearing arrangement is being put in place.
Special Units must be issued and redeemed at amounts reflecting the market value of the unit holder's proportional interest in the underlying trust assets. A denomination of $1.00 per unit is recommended for simplicity. The total number of units issued multiplied by the issue price must reflect the market value of the new holder's proportional interest — to do otherwise risks the Commissioner substituting market value under the CGT market-value substitution rules. On redemption, any formula other than market value will seriously jeopardise the deductibility of interest on any borrowings used to acquire the units.
Yes — provided the unit holder satisfies the ATO's three requirements: (1) essentially in the same position as if holding the underlying asset directly; (2) entitled to both the ordinary income and the realised capital gains of the trust; and (3) units redeemed at market value. The MGS Hybrid Unit Trust deed satisfies all three requirements. As a practical guide, borrowings should be entered into by the unit holder personally (not the Trustee) and invested via unit capital subscriptions — this approach shelters the unit holder from unnecessary future CGT event E4 exposure.
No — and this is one of the features identified as offensive in TA 2008/3. Streaming capital gains away from unit holders is technically possible from a trust law perspective, but it seriously jeopardises the deductibility of interest on the unit holder's borrowings. Under the proportionate theory (PS LA 2005/1), unit holders entitled to trust income will also receive a proportional share of realised capital gains. The MGS deed specifically provides that Special Unit holders are entitled to both ordinary income and realised capital gains reasonably attributable to their investment — and this entitlement cannot be defeated, including by accumulation.
A Hybrid Unit Trust may qualify as a “fixed trust” for State land tax purposes — because all unit holder interests across all classes are vested and indefeasible in accordance with their Certificates of Units. This is a key advantage over the Hybrid Discretionary Trust, which generally cannot satisfy the fixed trust definition. The precise requirements vary by jurisdiction and are subject to change. Specific State tax advice should always be obtained before relying on concessional treatment.
The Commissioner also raised concerns regarding distributions from Hybrid Unit Trusts to complying superannuation funds in Taxpayer Alert TA 2008/4, which is in similar form to TA 2008/3. Where a Hybrid Unit Trust will be making distributions to a complying superannuation fund or SMSF, specific advice on TA 2008/4 compliance is essential before proceeding. Contact the MGS Private team for guidance.
Ordering

How to order your MGS Hybrid Unit Trust


1

Register or log in

Create your MGS account or log in at macquariegs.com.au. Registration is free and takes under two minutes.

2

Complete the order form

Provide the Trustee details, Initial Unit Holders, initial unit allocation and Initial Amount. Our form guides you through each field — including unit class details if Special Units are to be issued at establishment.

3

MGS prepares your deed

Our team prepares a bespoke ATO-compliant MGS Hybrid Unit Trust deed to your specifications. Standard turnaround is 1–2 business days.

4

Execute and establish

The deed, binder and explanatory memorandum are delivered ready for execution by the Initial Unit Holders and Trustee. The memorandum covers establishment, stamp duty obligations, Special Unit issuance procedures, the 30 June resolution requirement, and market value redemption rules.

Included with your deed
  • Bespoke ATO-compliant MGS Hybrid Unit Trust deed
  • Explanatory memorandum (covering all unit classes, distributions and CGT)
  • Trustee establishment resolutions template
  • Annual income distribution resolution templates (all unit classes)
  • Unit register template — ordinary and Special Units
  • Special Unit application, Certificate of Units and redemption templates
  • Stamp duty guide for all Australian states and territories
  • ABN/TFN registration guidance
  • Access to MGS technical support team
Order Now — Login / Register

Questions? Call us on (02) 9231 5111

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Phone: (02) 9231 5111
Email: contact@macquariegs.com.au
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